Aston Hill Financial Inc. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 20 Mar 2024 19:33:28 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Aston Hill Financial Inc. – Investment Executive https://www.investmentexecutive.com 32 32 Court upholds tribunal findings in Amaya case https://www.investmentexecutive.com/news/from-the-regulators/court-upholds-tribunal-findings-in-amaya-case/ Wed, 20 Mar 2024 19:33:28 +0000 https://www.investmentexecutive.com/?p=482414 Appeals by advisor, analyst in insider trading case dismissed

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]]> Former rep on the hook for recruitment loan https://www.investmentexecutive.com/news/from-the-regulators/former-rep-on-the-hook-for-recruitment-loan/ Thu, 15 Feb 2024 18:49:32 +0000 https://www.investmentexecutive.com/?p=480563 Court rules promissory note between rep and firm is enforceable

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]]> Advisor hit hardest in Amaya Gaming insider trading case https://www.investmentexecutive.com/news/from-the-regulators/advisor-hit-hardest-in-amaya-gaming-insider-trading-case/ Mon, 23 Jan 2023 19:33:41 +0000 https://www.investmentexecutive.com/?p=459079 An Ontario tribunal handed down $5.1 million in penalties and other costs

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]]> OSC reaches mixed verdict in complex insider trading case https://www.investmentexecutive.com/news/from-the-regulators/osc-reaches-mixed-verdict-in-complex-insider-trading-case/ Fri, 27 May 2022 21:24:52 +0000 https://www.investmentexecutive.com/?p=445202 Allegations involved trading ahead of a planned acquisition by Amaya Gaming

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]]> OSC fines former Aston Hill CEO $125,000 https://www.investmentexecutive.com/news/from-the-regulators/osc-fines-former-aston-hill-ceo-125000/ Fri, 31 Aug 2018 20:00:19 +0000 https://www.investmentexecutive.com/?p=355174 Eric Tremblay admitted he misled OSC staff investigating insider trading involving Amaya Gaming Group

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]]> Ben Cheng to pay $400,000 in Amaya insider tipping settlement https://www.investmentexecutive.com/news/from-the-regulators/ben-cheng-to-pay-400000-in-amaya-insider-tipping-settlement/ Fri, 15 Jun 2018 19:25:15 +0000 https://www.investmentexecutive.com/?p=351502 Former Aston Hill fund manager agrees to testify as a witness for the OSC

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]]> Fund manager loses bid to exclude evidence from OSC hearing https://www.investmentexecutive.com/news/from-the-regulators/fund-manager-loses-bid-to-exclude-evidence-from-osc-hearing/ Tue, 01 May 2018 20:00:33 +0000 https://www.investmentexecutive.com/?p=349824 Hearing into allegations of illegal insider tipping postponed until September

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]]> Aston Hill and Front Street change terms of merger https://www.investmentexecutive.com/news/industry-news/aston-hill-and-front-street-change-terms-of-merger/ Thu, 10 Nov 2016 15:50:00 +0000 https://www.investmentexecutive.com/uncategorized/aston-hill-and-front-street-change-terms-of-merger/ Several key changes to the terms of Aston Hill’s debentures will see Front Street partners compensated for additional dilution

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]]> Aston Hill announces termination of Voya Global Income Solutions Fund https://www.investmentexecutive.com/news/products/aston-hill-announces-termination-of-voya-global-income-solutions-fund/ Fri, 30 Sep 2016 14:20:00 +0000 https://www.investmentexecutive.com/uncategorized/aston-hill-announces-termination-of-voya-global-income-solutions-fund/ The closed-end fund is too small to convert to an open-ended mutual fund

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]]> Aston Hill, Front St. Capital walk down the aisle https://www.investmentexecutive.com/news/industry-news/aston-hill-front-st-capital-walk-down-the-aisle/ Fri, 09 Sep 2016 17:00:00 +0000 https://www.investmentexecutive.com/uncategorized/aston-hill-front-st-capital-walk-down-the-aisle/ Industry veteran Joe Canavan will lead the combined firm

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