Assante Wealth Management – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 16 Oct 2024 13:32:33 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Assante Wealth Management – Investment Executive https://www.investmentexecutive.com 32 32 SRO investigation clashes with legal action https://www.investmentexecutive.com/news/from-the-regulators/sro-investigation-clashes-with-legal-action/ Wed, 16 Oct 2024 13:32:33 +0000 https://www.investmentexecutive.com/?p=494849 Court rejects appeal of finding that firm could be prejudiced by settlement

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]]> Executive moves this week https://www.investmentexecutive.com/news/people/executive-moves-this-week-11/ Fri, 06 May 2022 19:19:13 +0000 https://www.investmentexecutive.com/?p=443953 Across big banks and independent firms, many shifts are occurring

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]]> CI Financial acquires minority stake in Assante Dorval https://www.investmentexecutive.com/news/industry-news/ci-financial-acquires-minority-stake-in-assante-dorval/ Thu, 24 Sep 2020 14:09:39 +0000 https://www.investmentexecutive.com/?p=407752 The deal is the first direct equity investment in a regional or local operation for Assante

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]]> IIROC’s CE proposals draw criticism https://www.investmentexecutive.com/news/industry-news/iirocs-ce-proposals-draw-criticism/ Fri, 06 Sep 2019 18:56:58 +0000 https://www.investmentexecutive.com/?p=386724 Industry weighs in on proposed changes announced in July

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]]> Canadians’ satisfaction with investment firms drops https://www.investmentexecutive.com/news/research-and-markets/canadians-satisfaction-with-investment-firms-drops/ Mon, 15 Apr 2019 17:34:08 +0000 https://www.investmentexecutive.com/?p=380212 This is the first decline in customer satisfaction since 2008, J.D. Powers reports

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]]> Assante announces pricing changes for HNW clients https://www.investmentexecutive.com/news/products/assante-announces-pricing-changes-for-hnw-clients/ Mon, 08 Apr 2019 20:50:33 +0000 https://www.investmentexecutive.com/?p=379904 Management fees have been reduced by an average of 25%

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]]> Assante Wealth introduces philanthropic platform https://www.investmentexecutive.com/news/products/assante-wealth-introduces-philanthropic-platform/ Mon, 18 Jun 2018 20:15:11 +0000 https://www.investmentexecutive.com/?p=351541 The charitable giving program allows clients to incorporate philanthropic giving into their overall wealth plan

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]]> Assante Private Client rolls out alternative investments https://www.investmentexecutive.com/news/products/assante-private-client-rolls-out-alternative-investments/ Mon, 19 Mar 2018 17:00:22 +0000 https://www.investmentexecutive.com/?p=347952 Three funds for HNW clients

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]]> OSC approves Assante no-contest settlement https://www.investmentexecutive.com/news/from-the-regulators/osc-approves-assante-no-contest-settlement/ Thu, 21 Dec 2017 19:45:00 +0000 https://avatar.investmentexecutive.com/uncategorized/osc-approves-assante-no-contest-settlement/ Two Assante dealers to pay regulator and reimburse clients for alleged overcharging

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]]> OSC to consider no-contest settlement with Assante dealers https://www.investmentexecutive.com/news/from-the-regulators/osc-to-consider-no-contest-settlement-with-assante-dealers/ Tue, 19 Dec 2017 15:15:00 +0000 https://avatar.investmentexecutive.com/uncategorized/osc-to-consider-no-contest-settlement-with-assante-dealers/ An internal review discovered certain clients were not advised they qualified for lower-fee versions of certain mutual funds

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