Assante Capital Management Ltd. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 19 Dec 2017 17:31:16 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Assante Capital Management Ltd. – Investment Executive https://www.investmentexecutive.com 32 32 Assante fined $400K for failing to supervise branch properly https://www.investmentexecutive.com/news/from-the-regulators/assante-fined-400k-for-failing-to-supervise-branch-properly/ Tue, 27 Oct 2015 17:45:00 +0000 https://www.investmentexecutive.com/uncategorized/assante-fined-400k-for-failing-to-supervise-branch-properly/ The branch in Red Deer, Alta., was staffed by former advisor Brian Malley, who was convicted of murdering a client earlier this year

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]]> Ex Assante advisor violated IIROC rules https://www.investmentexecutive.com/news/from-the-regulators/ex-assante-advisor-violated-iiroc-rules/ Tue, 01 Apr 2014 20:55:00 +0000 https://www.investmentexecutive.com/uncategorized/ex-assante-advisor-violated-iiroc-rules/ Brian Malley has been charged in the death of a client and is facing a class action suit from several former clients

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]]> Class action against former advisor to proceed https://www.investmentexecutive.com/news/industry-news/class-action-against-former-advisor-to-proceed/ Thu, 13 Mar 2014 20:25:00 +0000 https://www.investmentexecutive.com/uncategorized/class-action-against-former-advisor-to-proceed/ Brian Malley is accused of first-degree murder in the death of a client

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]]> Assante rep fined for hiding involvement in resources firm https://www.investmentexecutive.com/news/from-the-regulators/assante-rep-fined-for-hiding-involvement-in-resources-firm/ Tue, 21 Jun 2005 19:46:00 +0000 https://www.investmentexecutive.com/uncategorized/assante-rep-fined-for-hiding-involvement-in-resources-firm/ IDA reprimands Taylor

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