A hearing panel ordered a penalty that was lower than what enforcement staff sought
The SRO panel's ruling was reasonable, the regulator said
Proposed exemption would allow non-accredited investors to self-certify their sophistication
Regulatory panel called the conduct "particularly odious"
AMF, ASC, OSC join global effort to enable cross-border innovation
Commission cuts fine, suspension imposed on rep
Ex-rep sentenced to jail and ordered to repay firm
Regulators warn about a promotion using snail mail to spread stock hype
The man is alleged to have "fraudulently raised" more than $2 million from 11 investors
Help clients spot these common investment traps