Company: Alberta Securities Commission

467 results found
merger

Provincial regulators finalized recognition orders and interim rules

More directors are female, but few lead boards — and fewer still are CEOs

Downtown Toronto Financial District Skyscrapers stock photo

Regulators say proposal will be published in the coming year

Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho

Fund dealers, investment dealers approve merger, with new SRO to launch in 2023

Defence tactics in a crypto case ended in a costs award that far outweighed the sanctions

business man using magnifying glass to inspect documents

The CSA is reviewing distribution arrangements for in-house funds

Court cites mental, physical and emotional toll on victims

Regulators to prep industry for forthcoming conduct regime

A panel reluctantly ordered less than full disgorgement of the ill-gotten gains

announcement

Lawyers, academics named to new advisory group