Mercury and former principal fined $50,000 each
Says changes are aimed at improving effectiveness and renewing public confidence
Stewart banned from trading for 10 years
ASC's most significant sanction in insider trading to date
Proclamation expected by June 8
The Alberta Securities Commission says it is pleased with a court decision concerning the Albera Auditor General’s planned audit of the ASC. On Tuesday, the Court of Queen’s Bench in Calgary ruled that a “fair” interpretation of Alberta’s Auditor General Act “means that the Auditor General must have the authority to conduct the review.” The […]
Horn to fill in for Hendrickson
Valentine to oversee regulator during recruitment period
ASC seeking to force complainants to go on the record
The Alberta Securities Commission has advised the Alberta Auditor General of the extent to which it will co-operate with his examination of the commission.It said in a statement issued Wednesday that there are several significant restrictions to its cooperation: all information involving enforcement matters is required to be kept confidential; complainants must be prepared to […]