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Company: Alberta Securities Commission

467 results found

Increase in expenses inflates ASC quarterly loss

Year to date revenues ahead of budget

ASC chairman pays late-filing penalty

$1,000 fine for filing late insider trading report

  • By: IE Staff
  • November 10, 2005 November 10, 2005
  • 11:25

No evidence of unfair enforcement at ASC: report

Auditor General says regulator needs to clarify enforcement guidelines and policies

  • By: IE Staff
  • October 27, 2005 October 27, 2005
  • 14:30

ASC alleges Strategic Metals raised $36 million illegally

Regulators say $26.5 million moved offshore

  • By: IE Staff
  • October 17, 2005 October 17, 2005
  • 12:55

ASC denies application to dismiss Workum, Hennig hearing

Hearing set to continue September 8

  • By: IE Staff
  • September 1, 2005 September 1, 2005
  • 15:10

ASC gives reasons for striking down Tartan Energy poison pill

Says adoption of the shareholders rights plan could have undermined the predictability of the take-over bid process

ASC reports small first quarter loss

Says revenue was significantly higher than forecast

ASC panel finds directors “unsuitable”

Upholds TSX-V decision

  • By: IE Staff
  • July 19, 2005 July 19, 2005
  • 14:55

Former Savoy Capital officer accused of market manipulation

ASC alleges Anderson used trades to boost fund value

  • By: IE Staff
  • July 15, 2005 July 15, 2005
  • 11:20

Rice to head Alberta Securities Commission

Five-year term starts July 18