The Alberta Securities Commission (ASC) has banned trading in or purchasing of securities of CMKM Diamonds, Inc. and denied the company the use of any Alberta securities laws exemptions indefinitely until otherwise ordered by the ASC.An ASC panel issued the reciprocal order after determining CMKM, a Texas corporation, traded its shares to Alberta investors without […]
The Alberta Securities Commission (ASC) is urging Albertans to “Check First” before they make a decision about where to invest their income tax refunds.During the month after the tax filing deadline, many companies start to promote investment opportunities, encouraging investors to use income tax refunds to “start early this year”. The ASC reminds investors to […]
Judge concluded there was reasonable doubt in Bruni case
Locate, Tubtron distributed securities without fully complying with Alberta securities laws
The Alberta Securities Commission (ASC) has prohibited Calgary resident Brian Paul Kuhn from relying on any exemption contained in Alberta Securities laws until Sept. 30, 2014. The ASC panel also ordered Kuhn to cease trading in or purchasing securities or exchange contracts until Sept. 30, 2009.The ASC panel based the reciprocal order on a British […]
Action taken to protect investors from further misconduct
ASC may share information with SEC
Money invested in four companies “lost”, ASC panel says
Cochrane faces ASC for the second time
Lawler and Daystar given six month trading ban and a fine