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Company: Alberta Securities Commission

469 results found

ASC issues permanent ban against B.C. resident

Ali raised US$34 million distributing securities without being registered

  • By: IE Staff
  • June 21, 2010 June 21, 2010
  • 09:54

ASC reaches settlement in illegal insider trading of Shift Networks shares

Strategic Equity Corp., Bulloch agree to pay $280,000

  • By: IE Staff
  • June 11, 2010 June 11, 2010
  • 11:01

ASC alleges illegal trading of Halo, Canadian Alternative Resources securities

Regulator cease trades two firms

  • By: IE Staff
  • June 1, 2010 June 1, 2010
  • 12:29

ASC permanently bans 4 operators of Ponzi scheme

800 investors bilked of more that US$10 million

  • By: IE Staff
  • May 27, 2010 May 27, 2010
  • 07:09

ASC sanctions Hav-Loc Private Wealth Partners and CEO

Marketing materials misled investor about due diligence activities

  • By: IE Staff
  • May 17, 2010 May 17, 2010
  • 15:30

Accounting veteran appointed to Alberta Securities Commission

McKinley named to three-year term

  • By: IE Staff
  • May 17, 2010 October 11, 2019
  • 13:46

ASC seeks bans against Cyprus-based Genius Funds

Staff allege Genius illegally solicited investments from Alberta residents

  • By: IE Staff
  • May 16, 2010 May 16, 2010
  • 14:15

ASC extends order against Harris

Regulator alleges that Harris distributed securities without registration

  • By: IE Staff
  • April 30, 2010 April 30, 2010
  • 11:20

New ASC resource educates seniors about investment fraud

Resource is designed to help seniors identify tactics used by fraudsters

  • By: IE Staff
  • March 23, 2010 March 23, 2010
  • 14:56

ASC permanently bans B.C. resident

O’Neill banned for his role in “Pay It Forward” investment scheme

  • By: IE Staff
  • March 23, 2010 March 23, 2010
  • 13:10