Regulator alleges Jay Peters sold securities of Federal Mortgage Corporation Ltd., without registering as a dealer
BVI forex company not registered, regulator says
Russell fined $150,000 for misleading statements
Regulator calls violations of 2008 trading bans “sheer defiance” of the law
Panel also dismisses allegations against former controller
The order against Nicholas Reeves reciprocates a penalty that was imposed by the ASC in 2011
Son alerted father to Berens Energy transaction
Bratvold agrees to cease-trade order, and to pay regulator $238,000
Alleged illegal distribution raised $1.3 million
Regulator investigating “spoofing” website
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