Regulator calls violations of 2008 trading bans “sheer defiance” of the law
Panel also dismisses allegations against former controller
The order against Nicholas Reeves reciprocates a penalty that was imposed by the ASC in 2011
Son alerted father to Berens Energy transaction
Bratvold agrees to cease-trade order, and to pay regulator $238,000
Alleged illegal distribution raised $1.3 million
Regulator investigating “spoofing” website
TransCap and Strata-Trade raised $51.6 million by promising low-risk investments with returns of 18 to 22%
Allen, Macdonald and McCaw succeed Edgeworth, Brennan, Major, Murphy and Prentice
Agent’s brokerage account was used for illegal insider trading of Eveready Inc. shares
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