Kimball agrees to pay $25,000 fine
Rule provides standards and guidance for producing records in the electronic age
Blanket order provides relief from certain financial statement-related requirements
Loyal Financial Group promoting investments with monthly returns of up to 13.5%
Issuer distributed preferred share without a prospectus
Regulator says firm raised $1.1 million from investors by entering into loan agreements or promissory notes
Bans intended to protect Alberta investors
Chan found guilty on 37 counts, including making false statements and trading without registration
Three men, two companies face bans
Exempt market dealer failed to comply with securities laws and provided deficient financial filings