Company: Alberta Securities Commission

467 results found

Rule provides standards and guidance for producing records in the electronic age

Blanket order provides relief from certain financial statement-related requirements

Loyal Financial Group promoting investments with monthly returns of up to 13.5%

Issuer distributed preferred share without a prospectus

  • By: IE Staff
  • November 22, 2012 November 22, 2012
  • 16:20

Regulator says firm raised $1.1 million from investors by entering into loan agreements or promissory notes

Bans intended to protect Alberta investors

  • By: IE Staff
  • October 5, 2012 October 5, 2012
  • 11:45

Chan found guilty on 37 counts, including making false statements and trading without registration

Three men, two companies face bans

Exempt market dealer failed to comply with securities laws and provided deficient financial filings

Regulator says brother and sister team raised over $58 million