Company: Alberta Securities Commission

469 results found

ASC lays 16 charges in suspected manipulation of Coastal Pacific securities

  • By: IE Staff
  • January 29, 2013 January 29, 2013
  • 13:40

Kimball agrees to pay $25,000 fine

  • By: IE Staff
  • January 23, 2013 January 23, 2013
  • 16:00

Rule provides standards and guidance for producing records in the electronic age

Blanket order provides relief from certain financial statement-related requirements

Loyal Financial Group promoting investments with monthly returns of up to 13.5%

Issuer distributed preferred share without a prospectus

  • By: IE Staff
  • November 22, 2012 November 22, 2012
  • 16:20

Regulator says firm raised $1.1 million from investors by entering into loan agreements or promissory notes

Bans intended to protect Alberta investors

  • By: IE Staff
  • October 5, 2012 October 5, 2012
  • 11:45

Chan found guilty on 37 counts, including making false statements and trading without registration

Three men, two companies face bans