The ASC has charged Douglas Schneider and Kenneth Fowler with fraud in relation to the sale of TIE Mortgage securities
ASC imposes permanent trading and registration ban
ASC permanently bans Ronald Cloutier for capital market misconduct
ASC finds Lawrence Zeiben, Grit International and Texas Petroleum committed fraud and misrepresentation
OSC panel found investors were misled
Richard Moore must cease trading in securities for 10 years
Cynthia Campbell comes to the regulator from Alberta Health Services
Tom Cotter will start a six-year term on April 1
Panel cites lack of evidence in order against Richard Moore
Convicted fraudster illegally sold $474,000 in securities of Go Sports Entertainment