Company: Alberta Securities Commission

468 results found

NovaTech allegedly took more than US$650 million from investors globally

Picking a dollar

Charges followed JSOT investigation into investment scheme

Regulators adopt temporary measure to expand capital raising options

chart showing downward movement

CSA research details the evolution of fund costs in the face of transparency reforms

Trader at computer screen

Regulators to boost fee transparency, explore enhanced retail access

Stealing money

Over $3.4 million of investors' money was diverted to undisclosed uses, regulators found

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After pilot program, ASC, FCAA maintain exemption based on financial knowledge

Regulator withdrew certain allegations, and a hearing panel rejected others

ESG dividends

Regulators seek to combat fund industry greenwashing risks

cryptocurrencies

Regulators seek to codify initial investment restrictions, custody provisions