Three promoters agree to pay $100,000 each to settle allegations
Annual fees would rise for registered firms and reps
Donald Nason banned from trading and acting as an advisor
The proposed exemption is designed to co-ordinate with crowdfunding blanket orders adopted by other provinces
But a hearing panel has imposed lower penalties after receiving direction from the Alberta Court of Appeal
The charges stem from the illegal sale of Locate Technologies Inc. securities
This is the province’s first sentence to be handed down in a “pump and dump” market manipulation case
The results of research on Alberta-based issuers reveal that women representation on boards varies greatly depending on a company’s size
Bill Rice retiring at the end of the month
Calgary man made misleading statements to investors