Company: Alberta Securities Commission

467 results found
New Alberta law to give SROs greater powers

The new model won’t push fees up as much as initially expected

Candice Graf ordered to pay $250,000 administrative penalty

  • By: IE Staff
  • April 26, 2016 December 19, 2017
  • 14:20

Magidson previously chaired the ASC’s securities advisory committee from 2002 to 2008

New Alberta law to give SROs greater powers

Province requires its own “unique” regulator, finance minister says

  • By: Ian Bickis
  • March 29, 2016 December 19, 2017
  • 16:35

Pair fined for illegal trades and distributions of Global 8, Halo Property Services and Canadian Alternative Resources securities

  • By: IE Staff
  • February 5, 2016 December 19, 2017
  • 15:15

The ASC has charged Kenneth Fower with fraud in relation to the sale of sale of The Investment Exchange Mortgage Corp. securities

List of top investor risks for 2016 also includes investors turning to social media for information, advice, or investment recommendations

The ASC could not meet the objectives of securities regulation without having the power to investigate and compel information, court rules

Scheme illegally raised more than $1.5 million, regulator alleges

  • By: IE Staff
  • December 8, 2015 December 19, 2017
  • 09:40

Suncor has called the for the creation of a new shareholder rights plan