Company: Alberta Securities Commission

469 results found

All nine Supreme Court justices dismissed appeals from Ronald Aitkens and Jeremy Peers, who are both facing Securities Act charges in two unrelated cases

  • By: IE Staff
  • February 24, 2017 February 15, 2019
  • 12:05
New Alberta law to give SROs greater powers

Neil Andrew McDonald of Calgary has been charged with various alleged breaches of the Criminal Code

  • By: IE Staff
  • February 21, 2017 February 15, 2019
  • 13:00

The regulator also plans to review derivatives markets, climate change disclosure, energy sector regulation and fintech in the next three years

Here are the biggest risks that your clients need to consider in the year ahead, according to the ASC

The wealthy can help empower women: UBS report

The move follows most of the other members of the CSA that already adopted these requirements two years ago

New Alberta law to give SROs greater powers

Alberta’s new nine-person Joint Serious Offences Team is modelled on the Ontario Securities Commission’s JSOT and focus on serious frauds

ASC orders former broker to pay more than $500,000 for violating securities laws

The regulator considers Nelson Bradbury “a continuing danger to the investing public” because of the infractions he has committed during his lifetime

ASC adopts crowdfunding rule

Alberta joins several other provinces in allowing small firms to raise capital through equity crowdfunding

Proposed amendments would require issuers to provide disclosure on the representation of women on corporate boards and in senior management

New Alberta law to give SROs greater powers

Alberta adopts prospectus exemption rule for start-ups