Operators of the long-running investment program failed to tell investors how the money was being used or at what risk
New division will co-ordinate regulator’s work in enabling new-economy companies to raise capital
ASC’s annual investor study sheds light on Alberta seniors’ financial security
Samir Sabharwal, who takes over the role effective immediately, has served in various roles with the ASC since 2005
Police allege that $27 million raised to fund mortgage lending was often used to pay other investors
Former general counsel a depth and breadth of knowledge of securities laws and regulatory matters to her new role
Enforcement tool enables regulators to resolve cases more quickly
Steven Cohen, Raymond Crossley appointed for three-year terms
Exempt market dealer unable to fix compliance issues
The goal of the new policy is to encourage companies and individuals to self-report securities misconduct