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Judge's gavel with magnifying glass on black.

ASC issues permanent ban on man who promoted fake legal services startup

Alberta man stole more than $500,000 from vulnerable investors

  • By: IE Staff
  • December 13, 2024 December 13, 2024
  • 15:52
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

ASC sanctions accountant’s fraud

Intent is relevant to sanctions, panel says, imposing permanent market ban

AI computer

Regulators rule out discretionary AI trading, for now

CSA issues new guidance, consults on possible future reforms to address AI advances

Dividing groups

CIRO poised to take over dealer registration

OSC to delegate registration to CIRO, rest of CSA considering it too

Magnifying glass on documents

CSA to expand electronic access disclosure model

Regulators aim to address concerns about retail investor protection

Women welcome on boards, scarce in C-suites

Review highlights improved board diversity, lack of female CEOs, CFOs

Alberta flag

ASC shifts its approach to costs orders

Move from hourly to flat rate will improve transparency, efficiency: regulator

advisor client meeting

CSA seeks fund disclosure overhaul

Regulators propose new streamlined fund reports

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Alberta fraudster gets four years in jail

Sentencing followed long-running scheme that diverted more than $10.7 million of investor funds

SEC alleges crypto scheme was a Ponzi

NovaTech allegedly took more than US$650 million from investors globally