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Company: Alberta Insurance Council

3 results found
MFDA hearing panel finds W.H. Stuart, co-founder violated industry rules

Rep admitted to misappropriating money from investment and insurance clients

New Alberta law to give SROs greater powers

The proposed changes would expand the enforcement powers of the Alberta Securities Commission

Responses will be used to make recommendations regarding regulations governing distribution

  • By: IE Staff
  • May 15, 2009 May 15, 2009
  • 10:35