Disclosure reforms draw praise, concern
Investor advocates and law firms worry about inadequate reporting
- By: James Langton
- October 12, 2021 August 22, 2022
- 00:09
Investor advocates and law firms worry about inadequate reporting
Regulators are slowly bringing the sector to heel
Some experts believe the feds could hike capital gains rate
The IIAC suggests regulators pay for system changes
New regulations take effect Nov. 15
Jimmy Jean, who became chief economist in May, anticipates the economy will grow by 4.9% in 2021
Profit Survey: Despite the strong results, only three companies were optimistic enough to increase their dividends
The reform addresses concerns regarding retail sales tactics
Advisor-owned firms have added billions in AUA by poaching advisors from banks
The CSA hasn’t set a timeline for reforms
Issuers and regulators have work to do
Regulators have become increasingly concerned about the “meme stock” phenomenon
Tashia Batstone will lead the organization as title regulation takes effect
Companies are facing increased pressure, but gaps remain in diversity data
Insiders say some charities could be hurt by a larger quota
The federal government hasn’t given up on addressing systemic risk at the national level
While results were largely stronger than a year ago, quarter-over-quarter earnings were down for 16 firms
The province changed its position based on “overwhelming” support for a harmonized ban
The dramatic increase in the price of Bitcoin has intrigued many clients
The ESG investing space has become increasingly susceptible to marketing hype
Oricia Smith, president of SLGI Asset Management, holds her firm to a high standard
The lines have blurred between what constitutes an index and what is simply another active investment strategy
The SEC has been unmoved by industry efforts to regulate crypto products
The provinces may have less incentive to find common ground following the shuttering of the CMAIO
The fintech industry is maturing as companies focus on key markets and build out core offerings