A new approach to regulation
Britain’s FSA is considering more intrusive measures
- By: James Langton
- February 7, 2011 October 30, 2019
- 12:11
Britain’s FSA is considering more intrusive measures
PRPPs an attempt to come up with a lower-cost solution than the retail market's
Alberta’s provincial government has three proposals to consider that may finally resolve the issue of advisor incorporation
Miami-based social networking website offers an expanded compliance reporting function for third-party websites
Margaret Franklin, chair of the board of governors of the CFA Institute, advocates better securities enforcement practices to regain the public's confidence
Atlantic Central follows the path of B.C.’s and Ontario’s Central 1 Credit Union
Getting up to speed on sweeping changes to succession legislation coming this year will be crucial for financial advisors, especially those with older clients
Innovation and productivity tax credit for Ontario
Margaret Franklin is hitting her stride. The same year she was appointed to head the CFA Institute’s board, she also started her own firm
A CCIR report two years in the making will help settle whether there are risks involved for consumers of life and health insurance
A consultation paper published late last year by Alberta’s Ministry of Finance and Enterprise proposes three possible ways for financial advisors to structure their businesses…
Canadian banks are in a strong position when it comes to striking deals in the still bruised U.S. financial sector
New requirements introduced earlier this month aim to provide investors with an added level of protection
Advisors are under increasing pressure to keep up to date and provide guidance to clients on income-tax regulations
With shareholder democracy coming under more scrutiny, the MFDA takes a hit on its proxy solicitation process
A provincial regulator, the Insurance Council of British Columbia, has published what some in the insurance industry consider to be a sneak preview to the…
Task Force on Social Finance
Results for financial services companies show an industry that is continuing to recover, including increasing dividends
Regulators are toiling away on yesterday's rules
A new report argues that governments and businesses need to work together to deploy private capital for the public good
The new IFRS provides information useful to investors and gives a “true and fair view” of the economic substance of a business
U.S. government debt that becomes a serious drag on growth would also weigh heavily on the Canadian economy
This five-year-old wealth-management firm has grown rapidly by providing portfolio strategies for high net-worth clients
The Canada Revenue Agency may be close to articulating what it finds troublesome in leveraged-loan insurance plans
Andrew Marsh is overseeing the merger of two big names in the wealth-management business while striving to retain a boutique-like feel at year-old Richardson GMP