Markham, Ont.-based Worldsource Financial Management Inc. has reached an agreement in principle to integrate Cambridge, Ont.-based Select Financial Services Inc. In February, Select Financial’s branches…
Toronto-based Canadian Imperial Bank of Commerce (CIBC) reached a settlement agreement with the Lehman Estate (the brokerage estate of New York-based Lehman Brothers Holding Inc.)…
Richardson GMP becomes the first firm in Canada to be certified for fiduciary excellence
Clients should review their pension plan designations following a recent ruling from the Ontario Court of Appeal
Committee will act as a forum for IIAC members to talk about derivatives markets
Top back-office services providers are trying to stay ahead of the game
Yvette Lokker is now the new president and CEO for the Toronto-based Canadian Investor Relations Institute (CIRI). In 2008, Lokker joined CIRI as the director…
U.S. regulators investigating whether "endorsements" violate rules. Canadian regulators have yet to take a stand
The TD Financial Literacy Grant Fund has awarded $837,321 in grants to 12 community organizations across Canada. The fund is administered by Toronto-based Social and…
A new IIROC guidance asks firms to ensure that advisor titles and credentials accurately reflect their qualifications
A new IIROC report is looking to provide a better understanding of high-frequency trading and its role in the market
Purpose Investments and NexC Partners will benefit from Som Seif's previous experience in "intelligent investing"
Patrick Cooney says his firm will keep its name after losing its registration and become a market research company
Revisions recognize the realities of virtual relationships and referrals through third parties
Exemptions for both "crowdfunding" and offering memoranda are being considered by the Ontario regulators
While Ontario contemplates whether to expand prospectus exemptions, British Columbia is proposing to scrap one of its more contentious exempt- market provisions. The B.C. Securities…
Executives with Canada's Big Five banks are looking elsewhere to drive the strong results they've been seeing recently
The Elite Advisor program will continue on a revamped website with new technology tools and marketing resources
A national database would allow users to determine whether an insurance agent has faced disciplinary action
IPC and PPI have completed their strategic alliance in a bid to bring a full range of insurance products to IPC clients
At first blush, returns look good overall. But they hide the fact that only the banks are on really solid footing
A new report shows that mid-tier credit unions may find it difficult to survive in the current climate
Vancouver-based HSBC Bank Canada has announced that its new president and CEO will be Paulo Maia, who currently is CEO of the bank’s Australian operations.
Earl Evans will be staying in Canada for three more years in a greatly expanded position within Australia’s Macquarie Group