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Financial Person of the Year award for Vachon

National Bank president honoured

M&A deals down, dollars up

Fewer transactions but more billion-dollar deals means mergers and acquisitions for 2012 surpassed the value of those in the previous year

  • By: Paul Brent
  • February 15, 2013 October 30, 2019
  • 00:00

Insurance, credit scores and privacy

The federal privacy commissioner has cautioned insurance companies: Obtain proper consent before checking credit scores

Banks strong, despite ratings

Moody's downgrade of the big banks reflects global factors

U.S. firm acquires Investor Economics

Earl Bederman to become vice chairman, North America, with Asset International Inc. after the acquisition

Social media coming to more large firms

After years of caution, some major brokers are moving quickly to connect advisors with clients through social media

Tough global environment for insurers

But Canadian life insurers say they can meet the challenges

Regulators aim to close loophole

The creation of a new registration category has been scrapped. New rules will be put in place to restrict the activities of EMDs

Provinces tackle funeral insurance

As insurance becomes an increasingly popular method for clients to fund their eventual funerals, policy-makers in some provinces are re-evaluating the rules associated with the…

Looking at risk from the good side

If clients have a good understanding of the investment risks they are taking, they won't worry so much about their portfolios

New course for mutual fund advisors

In an effort to raise standards of proficiency, program offers training in financial planning and building a mutual funds practice

Understanding tolerance vs capacity

Central to understanding your clients' profiles is realizing that they often overestimate their risk tolerance

Feds focus on venture capital

Ottawa's new plan relies on committing public money and leaning heavily on the private sector for expertise

A new national voice for EMDs

The National Exempt Market Association will be putting together educational programs, among other initiatives

IIROC gets tough on enforcement

The number of prosecutions hit record levels, while penalties handed out against individual reps also continued to grow

New surtax targets wealthy U.S. citizens

An extra hit on investment income for Americans, including those living abroad, could be a real source of financial pain

Fiera buys assets

Toronto-based GMP Capital Inc. has entered into an agreement with Montreal-based Fiera Capital Corp. in which the latter will purchase roughly $570 million in assets…

Waugh lauded

Richard Waugh, former president and current CEO of Bank of Nova Scotia, has been named an officer of the Order of Canada. He was recognized…

  • By: Brent Jolly
  • February 1, 2013 October 30, 2019
  • 00:00

TSX on top again

The Toronto Stock Exchange (TSX) and the TSX Venture Exchange (TSXV) are first in the world for new listings for the fourth year in a…

Going self-clearing

Vancouver-based Credential Securities Inc., a subsidiary of Credential Financial Inc., is now a self-clearing brokerage firm. Credential’s trading desk will be based in Montreal and…

Desgagne takes over CDS

Jean Desgagne has been named as the new president and CEO of the Canadian Depository for Securities Ltd. (CDS), Canada’s national securities depository, clearing and…

  • By: Brent Jolly
  • February 1, 2013 October 30, 2019
  • 00:00

New CIFSC chairman

Brian Bridger, director, analytics and data, with Toronto-based Fundata Canada Inc., has been elected the new chairman of the Canadian Investment Funds Standards Committee (CIFSC),…

  • By: Brent Jolly
  • February 1, 2013 October 30, 2019
  • 00:00

Defending the retail investor

FAIR Canada's founder, Ermanno Pascutto, has seen his share of successes in the years he has led the investor advocacy body

Sun Life acquires

Toronto-based Sun Life Financial Inc. and Kuala Lumpur, Malaysia-based Khazanah Nasional Berhad have partnered to purchase 98% of both CIMB Aviva Assurance Berhad, a Malaysian…

Marshall resigns

Vancouver-based Matrix Asset Management Inc. has announced that G. Peter Marshall has resigned from its board of directors. Marshall announced his departure on Jan. 3.…

  • By: Brent Jolly
  • February 1, 2013 October 30, 2019
  • 00:00