CSA proposals create a flood of feedback
Dealers are in favour of certain CSA proposals that would reform market structure markets are strongly against them
- By: James Langton
- October 14, 2014 October 30, 2019
- 23:00
Dealers are in favour of certain CSA proposals that would reform market structure markets are strongly against them
Anita Anand has been appointed fellow-in-residence at the Toronto-based C.D. Howe Institute. Anand, a professor in the University of Toronto’s faculty of law, was the…
Banks may want to review consumer lending documentation
Jane Ambachtsheer, partner and global head of Mercer LLC’s responsible investment business, has been named to the 2015 Clean 50. This annual award, managed by…
Guy Lemoine has been appointed to the board of the Canadian Foundation for Advancement of Investor Rights (a.k.a. FAIR Canada). Lemoine, a lawyer, is a…
The judge who oversaw the class-action lawsuit views the settlement "as an excellent and creative resolution"
As politicians look at forcing Canadians to save more for their retirement by supplementing forced pension programs, a paper published by the C.D. Howe Institute,…
These funds tend to be less correlated to the broader market
Toronto-based BMO Harris Private Bank has been named Best Private Bank in Canada as part of the World Finance Banking Awards, 2014. This is the…
As of September 2014, Toronto-based Questrade Wealth Management Inc., an online discount broker, is a member the Investment Funds Institute of Canada (IFIC). Northern Trust…
David Goodman is back at his family's wealth-management firm, with plans to focus on rebuilding using hard assets
The insurance industry is working to counter the public's impression, growing through social media, that insurance claims are denied routinely
Montreal-based MacDougall MacDougall & MacTier Inc. (3Macs) has completed its acquisition of three Ontario branches of Desjardins Securities, the brokerage arm of Lévis, Que.-based Desjardins…
Proposal to neutralize the speed advantage of high-frequency traders is receiving support from the industry, but critics raise serious concerns
Toronto-based Bank of Nova Scotia is realigning its global wealth and insurance businesses, effective Nov. 1. As part of the reorganization, James O’Sullivan will become…
Life insurance companies see big rise in net income
TD Wealth PIA is finding that Twitter helps advisors find clients and build current relationships
These products can smooth the performance of traditional balanced portfolios
The CSA's plan to regulate proxy advisory firms is too soft, say issuers and unnecessary, say investors
More rules for the exempt market could hamper the industy without providing effective investor protection, critics say
Providers of exchange-traded funds chop fees on selected products
Technology risk is growing for global banks, but they appear to be better prepared to deal with cybercrime than other industries
Banking industry executives surveyed for a biennial report say new global regulatory initiatives have led to much uncertainty
Acquisitions and increases in many quarterly dividends reveals that the sector is in growth mode once again