MFDA proposal runs into opposition
The SRO's proposed proficiency standards for financial planners is getting pushback from some in the industry
- By: James Langton
- February 15, 2017 October 31, 2019
- 00:50
The SRO's proposed proficiency standards for financial planners is getting pushback from some in the industry
Volatile market conditions in 2016 made it difficult for many portfolio managers to score home runs
Some of Canada's robo-advisors are adding higher-level services for clients who have amassed significant investible assets
Canadian banks are at the forefront of the global drive to use artificial intelligence in both client-facing and back-office operations
Events may have clients questioning their strategy
Trustworthiness and honesty are issues for the majority of younger demographic
Value manager David Taylor posts top-drawer returns in 2016 by finding downtrodden firms
Value investing also contributed to solid returns in mutual fund families
As the result of an editing error, the article headlined Opportunities on the Home Front in the mid-January issue of Investment Executive stated incorrectly that…
Leede Jones Gable expects to continue to add to its footprint, either through more amalgamations or organically
Although the industry is in favour of expanding investors' access to alternative investments, investor advocates are opposed
Some clients still are unclear about the rules regarding contribution limits, withdrawals and penalties
And less than half of Canadian investors say their advisor is trustworthy and honest
Uncertainties include Trump's promises to tear up trade agreements and household debt that continues to climb
The regulator pulled out all the stops to engage a wide range of contestants from the developer community, ranging from high-school students to a team…
FSCO found insufficient adoption of best practices
A taxpayer who over-contributed to his RRSP by mistake and gained no benefit from the error has failed to gain relief from the taxes that…
“Dear readers, I thank you for your participation in surveys for Investment Executive (IE) and Finance et Investissement (FI). Your answers will help us understand…
High-income individuals and their advisors also prefer mutual funds to stocks, seg funds or ETFs
Robo-advisors and blockchain tech will be drivers of change
More than a quarter-billion dollars have been returned to investors as a result of five-year-old enforcement policy
Guy Cormier must prepare Desjardins Group for change, while maintaining its special character as a co-operative
Regulators are guiding investment firms with sound principles, but putting them in place is a challenge
This year's IIAC Top Under 40 Award winner was inspired by her grandmother to protect older clients from bad advice
Portag3 Ventures has three large financial services firms backing it that want to get in on the ground floor of fintech's growth