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donation

Helping HNW clients give to charity

Wealthy donors may need help doing due diligence before they give

broadcast

CSA eyes activist short-sellers

Critics worry activists can harm stock prices with baseless allegations

missed the mark

Ontario’s title reform could miss the mark

Critics warn a proposed regime may do little to clear up confusion

work from home

Could a work-from-home tax take off in Canada?

A proposal to levy a tax on remote workers has landed with a resounding thud

timeline

Regulatory timeline for the years to come

Keeping track of compliance developments during the pandemic hasn’t been easy. Here are the major upcoming deadlines.

  • By: Katie Keir
  • December 14, 2020 December 14, 2020
  • 00:10
Jim Stillwagon

Finding enduring patterns

Jim Stillwagon is Investment Executive's Mutual Fund Manager of the Year

man wearing a mask

The future for fixed income

How bonds could fare as the world awaits Covid-19 vaccines

compliance

FP Canada beefs up enforcement

Allegations will now be published in advance of disciplinary hearings

changes ahead sign

Proposals to revamp OSC draw criticism

OSC could see split roles for chair & CEO

merger

SRO merger too simple?

Time to think bigger on SRO reform?

Task force to address dearth of new listings

A goal for the final report is to spur more independent dealers

papers on a desk

Hope for small dealers in industry reforms

The death of independent dealers was greatly exaggerated

growing wealth

Research reveals HNW investors’ motivations

Wealthy investors rely more on professional advice, study finds

Aligned deal means new product channel for CI

The deal fits CI’s strategy to expand its wealth management business

diversity

Diversity deficit within public firms persists

Critics say efforts to improve gender diversity at the board level have benefited mostly white women

Denis Blackburn

Insurance veteran lands at FHG

Denis Blackburn, a child of two insurance advisors, says his favourite part of the job is building relationships

Tensions high ahead of U.S. election

Corporate tax policy is likely to be the main market-mover

Facing deficit, Grits may target wealthy

Spending promises could lead to higher taxes, experts warn

businessman with binoculars

Regulators watching DSC sales ahead of ban

Concerns have intensified because of the pandemic

Newsmaker: Standing up for investors

Jean-Paul Bureaud, the new executive director of FAIR Canada, says the investor advocacy group has a "very important" role to play

push off cliff

Support lacking for investor advocates

Governments and regulators aren’t funding independent advocacy

Task force report draws criticism

Sweeping recommendations to reform Ontario’s securities laws are facing a barrage of criticism

female advisor with laptop

Fee confusion persists

Despite disclosures, investors still don’t know what they pay

man on dollar

Pandemic hits financial services firms unequally

While banks increased loan-loss provisions, some firms rode rising markets for quarterly gains

illustration of racial injustice

Change won’t happen overnight

Eliminating anti-Black racism is a marathon, not a sprint