A story in the February issue of Investment Executive may have conveyed the impression that an Ontario Securities Commission (OSC) report calls for a “best interest” standard (OSC Report calls for new standard). In fact, the story referred to a report on a roundtable hosted by the OSC and not a new approach from the regulator.
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Industry and investor advocates welcome OSC and CIRO proposals
Net-zero pledges are contingent on factors banks can’t control, research found
If proposals pass, CRA can impose harsh new penalties and compel taxpayer testimony under oath
The insurer had $1.51 trillion in AUM on Sept. 30
Firms must communicate with advisors and provide training when implementing new systems
Advisors want fair compensation plus the ability to avoid conflicts of interest when meeting clients' needs
The acquisition also marks the launch of Canaccord’s Ottawa office