Terry Ritchie of Cardinal Point Wealth Management explains what your snowbird clients need to know – and other important cross-border issues. Catch the series, exclusively on IE:TV. www.investmentexecutive.com
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Al Jones exemplifies association’s focus on community, promises consumer advocacy
Industry support is broader for proposed exam-based model
High-net-worth and incorporated clients look for guidance on complex changes
Industry at odds with CIRO’s proposals on maximum penalties and dispute resolution
Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms
Panel dismisses call for stronger deterrence given risks posed by crypto, social media
The move is expected to reduce delays, simplify the banking complaints system