2001 Brokerage Report Card
How the advisors rated their firms
|
BMO NESBITT BURNS |
CANACCORD CAPITAL |
CIBC WOOD GUNDY |
EDWARD JONES |
MERRILL LYNCH |
NAT’L BANK FINANCIAL |
RAYMOND JAMES |
RBC DS |
SCOTIA MCLEOD |
TD EVERGREEN |
AVERAGE |
|
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FRONT OFFICE |
7.8 |
7.8 |
7.9 |
8.8 |
7 |
7.7 |
7.3 |
6.9 |
6.7 |
6.8 |
7.5 |
BACK OFFICE |
8.3 |
8.5 |
6.1 |
8.7 |
7.1 |
7.6 |
7.5 |
7.3 |
7.3 |
7.5 |
7.6 |
ACCOUNT STATEMENTS |
6.7 |
7.8 |
7 |
8.5 |
7 |
6.9 |
7.2 |
7.3 |
6.8 |
6.4 |
7.2 |
SALES SUPPORT |
7.3 |
9.1 |
8.1 |
9.3 |
8.6 |
7.7 |
8.7 |
7.6 |
8.3 |
7 |
8.2 |
MARKETING SUPPORT |
6.6 |
7.7 |
6.5 |
8.7 |
8.2 |
7 |
7.1 |
7.6 |
6.2 |
5.9 |
7.2 |
PAMPHLETS |
7.7 |
7.6 |
6.6 |
8.9 |
8.2 |
6.9 |
6.9 |
7.4 |
7 |
6.4 |
7.4 |
ADVERTISING |
6.6 |
7.4 |
4.3 |
7.3 |
8.3 |
6.8 |
7.5 |
6.5 |
4.8 |
5.1 |
6.5 |
FIRM STABILITY |
9.6 |
9.4 |
9.3 |
9.8 |
9.7 |
9.1 |
9.1 |
9.5 |
8.9 |
8.8 |
9.3 |
STRATEGIC FOCUS |
8.2 |
8.9 |
7.3 |
9.6 |
9.1 |
8.2 |
8.2 |
8.4 |
6.4 |
7.5 |
8.2 |
PUBLIC IMAGE |
8.5 |
7.3 |
7.9 |
8.8 |
9.2 |
8.2 |
7.5 |
8.5 |
7.7 |
7 |
8.1 |
ETHICS |
9.1 |
8.9 |
8.7 |
9.8 |
9.3 |
8.7 |
9.1 |
8.9 |
8.8 |
9 |
9 |
LEGAL AND COMPLIANCE |
8.4 |
9.5 |
8.9 |
9.5 |
9.4 |
8 |
8.6 |
8.9 |
8.7 |
8.8 |
8.9 |
QUOTE SYSTEM |
8.1 |
7.8 |
7.8 |
9 |
8.6 |
7.7 |
7.3 |
7.3 |
7.2 |
8.1 |
7.9 |
FIXED INCOME PRICING |
7.9 |
8.4 |
7.7 |
9.2 |
8.5 |
8.1 |
8.2 |
8 |
7.8 |
7.6 |
8.1 |
FIXED INCOME PRODUCTS |
8.1 |
8.4 |
8.2 |
9.2 |
8.5 |
8.1 |
8.7 |
8.2 |
8.1 |
7.7 |
8.3 |
CORPORATE FINANCE |
6.8 |
8.3 |
7.1 |
n/a |
8.8 |
7.9 |
7.1 |
8 |
6.8 |
6.5 |
7.5 |
ONGOING TRAINING |
8.5 |
8.3 |
7.7 |
9.2 |
8.7 |
7.7 |
6.5 |
7 |
7.7 |
6 |
7.7 |
BRANCH MANAGER |
8.4 |
7.9 |
7.9 |
n/a |
8.8 |
7.6 |
8.7 |
7.2 |
8 |
7.5 |
8 |
FIRM’S PAYOUT |
7 |
8.8 |
7 |
8.1 |
8.3 |
7.5 |
8.7 |
6.8 |
7.2 |
9.3 |
7.9 |
FREEDOM |
9.3 |
9.7 |
9.5 |
8.9 |
9.2 |
9.8 |
9.8 |
9 |
9.1 |
9.7 |
9.4 |
MOVING FIRMS |
5.5 |
4.5 |
6.4 |
6.6 |
3.9 |
6.1 |
7.4 |
2.5 |
4.7 |
4.5 |
5.2 |
CANADIAN RESEARCH |
8 |
7.5 |
6.1 |
8.4 |
8 |
7.6 |
7.6 |
7 |
6.9 |
5.5 |
7.3 |
AMERICAN RESEARCH |
7.3 |
8 |
7.2 |
9.1 |
8.7 |
7.7 |
8.2 |
8 |
7.1 |
7 |
7.8 |
OVERALL RATING |
8.3 |
8.6 |
7.8 |
9 |
8.5 |
8.1 |
8.3 |
7.7 |
7.5 |
8 |
8.2 |
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