IE Staff
Research by:
Emily Fox, James Gaughan, Surina Nath, Swikar Oli
Research editor:
Katie Keir
Click the image below to download a PDF of the chart.
Brokerage Report Card 2020 main chart
Research by:
Emily Fox, James Gaughan, Surina Nath, Swikar Oli
Research editor:
Katie Keir
Click the image below to download a PDF of the chart.
Firms are investing in technology but also must consider advisor training
Many advisors question how effectively their suggestions are acted upon
Advisors worry about hacks to client data, but also about human error
Offering generic or limited practice-building tools can lead to displeased advisors
Decision will be based on whether the price of oil charged is fair, Trump says
Competition may get a boost, but Big Six will remain dominant
After consultation, SRO cuts proposed new dealer application fees