Research by:
Jordan Barrera, Daniel Calabretta, Maddie Johnson, Bryson Masse and Marina Tyszkiewicz
Research editor:
Katie Keir
Click the image below to download a PDF of the chart.
For each Brokerage Report Card, we also ask advisors whether or not they would recommend their firms Here’s how they responded in 2018 and this year.
Click on the image below to download the chart.
Firms are investing in technology but also must consider advisor training
Many advisors question how effectively their suggestions are acted upon
Advisors worry about hacks to client data, but also about human error
Offering generic or limited practice-building tools can lead to displeased advisors
Investors sold private structured products as part of a Ponzi scheme
Trade war, rising supply a "double whammy" for prices
Appeal of tribunal's rulings on merits, Charter issues, sanctions all rejected
Business sentiment hits historic lows as small firms halt investment
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