Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Firms are investing in technology but also must consider advisor training
Many advisors question how effectively their suggestions are acted upon
Advisors worry about hacks to client data, but also about human error
Offering generic or limited practice-building tools can lead to displeased advisors
Investors sold private structured products as part of a Ponzi scheme
Trade war, rising supply a "double whammy" for prices
Appeal of tribunal's rulings on merits, Charter issues, sanctions all rejected
Business sentiment hits historic lows as small firms halt investment
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