The Montreal Exchange will require all of its members to have a business continuity plan in place by mid-2006.
The firm issued a regulatory note to its members today, informing them that the bourse’s special committee has approved a new rule requiring firms to have a business backup plan in place. The new rule takes effect July 31, 2006.
In the meantime, firms are expected to develop and test a continuity plan, and possibly have it reviewed by a third party (the bourse can require this at its discretion). The bourse says that the Investment Dealers Association will follow up with firms to ensure that they have a proper plan in place, that it is tested at least annually, and audited by a qualified third party as required.
The bourse will also review the plans as part of its desk reviews to ensure that they properly cover derivatives trading.
MX approves backup plan rule
Members must have business continuity plan in place by mid-2006
- By: James Langton
- August 17, 2005 August 17, 2005
- 13:30