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PMAC 2013: Inadequate KYC poses greatest compliance concern

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Home News Industry News PMAC 2013: Inadequate KYC poses greatest compliance concern

PMAC 2013: Inadequate KYC poses greatest compliance concern

Rebecca Cowdery, partner, Borden, Ladner Gervais, discusses the number one compliance concern according to both regulators and industry – going beyond the KYC form to truly know your client. Cowdery gives pragamtic tips on effective ways to know your client. She spoke at the Portfolio Management Association of Canada (PMAC) 2013 conference and annual general meeting in Toronto.

  • By: Rebecca Cowdery
  • November 27, 2013 December 15, 2017
  • 12:10
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Rebecca Cowdery

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How to prevent client complaints

Keywords
Know your client
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