PMAC 2013: Inadequate KYC poses greatest compliance concern

Rebecca Cowdery, partner, Borden, Ladner Gervais, discusses the number one compliance concern according to both regulators and industry – going beyond the KYC form to truly know your client. Cowdery gives pragamtic tips on effective ways to know your client. She spoke at the Portfolio Management Association of Canada (PMAC) 2013 conference and annual general meeting in Toronto.

By: Rebecca Cowdery
November 27, 2013 December 15, 2017
12:10

CPA Canada split from Ontario, Quebec groups becomes official

Affected CPAs will have the option to become members of the national group

By: The Canadian Press
December 20, 2024 December 20, 2024
15:09

CPPIB spending $690M for minority stake in software firm Regnology

The firm makes software focused on regulatory reporting solutions for financial institutions

By: The Canadian Press
December 20, 2024 December 20, 2024
10:05

Global bank Santander looks to enter Canada

The entry of Spain's Banco Santander could make Canada's banking sector more competitive

By: Ian Bickis, The Canadian Press
December 18, 2024 December 18, 2024
10:55

Today's top stories

Industry moves this week

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Tribunal sets sanctions in record crypto fraud

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December 20, 2024 December 20, 2024
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Liberal tax promise tracker, post–fall economic statement

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By: Michelle Schriver
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16:16

Mutual Fund Manager of the Year beats benchmark by seeking safety

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12:13