David Kaufman, president of exempt market dealer Westcourt Capital Corp., says regulators and dealers must work together to identify dealers who are not playing by the rules and support those who are. He spoke at the 2012 Exempt Market Dealers Association conference in Toronto.
The company refuted a media report that a sale could be in the works
Shareholders to get $32 per share in cash, a 33% premium relative to the last closing price
RBC still requires the credential in retail branches, FSRA provides date for forthcoming title protection review
Here's how advisors can prevent AI hallucinations, privacy breaches
PwC proposes an interim $473 million payout to investors
Rep had clients invest in, failed to disclose, his side hustles
A Canadian government official said Ottawa is preparing for every eventuality
Recent employment trends reversed course in September, new data shows