Latest news in From the Regulators

Killer’s daughter to share victim’s estate

B.C. court finds the daughter of a man who killed his mother is entitled to his share of her estate

  • By: IE Staff
  • February 9, 2022 February 9, 2022
  • 11:12
cryptocurrencies

U.S. Justice Department boasts US$3.6 billion crypto bust

Pair charged with laundering proceeds of 2016 Bitfinex hack

SEC alleges pump and dumps played out on Twitter

The regulator said a series of stock scams used social media

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Digital finance, social media raise red flags for regulators

European authorities call for "rapid action" to keep up with risks

CSA endorses industry move to T+1

Regulators call for cooperation, preparation to shorten settlement cycle

words ESG on a wood block and Future environmental conservation and sustainable ESG modernization development by using the technology of renewable resources to reduce pollution and carbon emission.

ESMA launches consultation on ESG ratings

Lack of standards poses investor protection concerns, European regulator warns

Man walks the ladder of success and reaches the top

An end in sight for Crocus investors

Deloitte aims to make final payout in receivership that started in 2005

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Scheme targeted elderly investors, U.S. regulators allege

Dozens of state and federal regulators charge that investors were duped by false claims

advisor and client meeting

FP Canada to publish interim decisions of disciplinary proceedings

The move is part of the certification body's revised rules and procedures

Firms win access to closet indexing evidence

A B.C. court ruled that CIBC and HSBC can see reports filed in a TD case

BCSC sanctions founder of failed mortgage firm

Man fined and banned for 15 years for misleading investors

Investors weighing pair of bids for Bridging

PwC to make recommendation to court by mid-February

Back to business as usual for FINTRAC

Agency to end temporary pandemic measures

Court declines to interfere with Manulife settlement

No reason to allow appeal to proceed, B.C. appeal court finds

client meeting

European regulators integrate ESG into KYC

ESMA proposes making sustainability part of suitability

CSA seeks to cut frequency of fund filings

Regulators say renewing prospectuses every two years could save the industry millions annually

Inauguration Day Washington DC

SEC wants more from hedge funds, private equity

U.S. regulator proposes new reporting requirements to boost oversight, investor protection

Fed plans to raise rates as soon as March to cool inflation

The central bank also said it would phase out its monthly bond purchases in March

plan idea

Bank regulators explore digital currencies, DeFi

BIS Innovation Hubs lay out project lineup for year ahead

Fed to signal rate hike as it launches risky inflation fight

Some economists have expressed concern that the Fed is already moving too late to combat high inflation

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

Regulatory technology feasibility study launched

The Australian Securities and Investments Commission is looking at "regtech" technology solutions to monitor corporate disclosure

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New OSC fee model to hit banks

Regulator proposes hefty new fee for OTC derivatives players while cutting fees for others. Comments are being accepted until April

Now hiring: CEO, board for new SRO

The CSA is seeking six industry directors and eight independent directors for the board

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Insurer wrong to deny payout in murder case

Ontario court rejects claim that victim misled company about his past

Modern office building close up in sunlight

Competition pays dividends for banking customers, FCA finds

Consumers enjoy lower costs, more choice through innovation, U.K. regulator says