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Man painting pollution green

Stress-testing climate risk in financial market plumbing

ESMA considers how climate risks could arise for clearing firms

FSB prepares to fight post-pandemic debt hangover

Paper examines the long-term fallout from massive government support

mining truck

Mining execs fined, banned for disclosure failings

Firm didn't reveal risks to its only asset until it was too late for investors, BCSC found

Business lawyer team. Working together of lawyer in the meeting.

Bridging Finance investors face more than $1 billion in losses

PwC seeks court approval to abandon the firm's sale and continue liquidation

U.S. interest rates should rise steadily from March: NY Fed president

John Williams, president of the Federal Reserve Bank of New York, sees no ‘compelling argument to take a big step at the beginning’ of steady…

rules and regulations

CFR sweep to provide clarity to industry

Regulators will review "a sizable number" of firms, a panellist said at KYP webinar

hit the target

New guidance targets unfair incentive practices

CCIR-CISRO proposals aim to align incentive structures with fairness principles

DIY investing propels complaints to record levels

Service issues overtook suitability as top concern, OBSI reports

Return to normal may imperil financial stability, FSB warns

The combination of leverage with rising real estate and other asset valuations is a vulnerability

MFDA fines and bans former rep for misappropriating funds

The representative also misled the dealer during an investigation

ESMA aims to inoculate funds against liquidity issues

Pandemic-driven panic exposed money market funds' vulnerabilities

Pile of cryptocurrency coins

Crypto could pose systemic risk, FSB warns

Policymakers advised to start considering measures before threat materializes

Investment firms being swept into Emergency Act measures

Securities dealers, portfolio managers and investment counsellors are included in government efforts to cut off funding to protestors

stock market down

Markets at risk of big correction, ESMA warns

Regulators particularly concerned about retail investor exposure

Fed officials agree on a March rate hike but little else

Some economists now forecast as many as six or seven quarter-point hikes this year

The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

The high price of industry misconduct

ASIC reports faulty advice compensation tops A$3 billion

Dogecoin

SEC, NASAA settle with crypto lender

BlockFi agreed to a US$100-million penalty and to seek registration

Exempt dealer wins defamation suit over scurrilous scam claims

The court awarded aggravated and punitive damages, and granted a permanent injunction

social media

FCA flames firm’s finfluencer efforts

U.K. regulator orders posts taken down over misleading ad concerns

Man painting pollution green

ESMA targets greenwashing in sustainable finance plan

Regulator sets out roadmap for sustainability agenda

Businessman Blowing Whistle Isolated on White Background

SEC buffs up its gold-plated whistleblower policy

Regulator aims to keep attracting enforcement tips with changes to bounty program

Investors drop proposed class action after shares rebound

Plaintiff says "never mind" to lawsuit against Stableview Asset Management after losses recovered

Seg funds to face DSC ban too

CCIR, CISRO consultation will also consider outright ban on upfront commissions

New regulations proposed for U.S. private fund advisers

The SEC is inviting public comment on new regulations including a ban on charging certain fees to a private fund or its portfolio investments

  • By: IE Staff
  • February 9, 2022 February 9, 2022
  • 14:24
inequality in work

Temper inflation through better productivity: Bank of Canada governor

Invest in worker productivity to create non-inflationary growth, BoC Governor Tiff Macklem tells businesses