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Returning lost money likely to attract fraudsters

Scammers will try to exploit New Brunswick's new unclaimed property regime, regulator warns

Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept

Credit risks rising, regulators warn

BIS has heightened concern about real estate, leveraged loan markets

rules and regulations

Regs seek to shore up central counterparties

IOSCO, CMPI launch discussion of infrastructure firms' resilience

cryptocurrencies

U.K. undertakes crypto review

All-party policy group launches inquiry into regulation of crypto sector

Digital signature document

FINRA flags digital forgery issues

Firms are increasingly reporting digital signature falsification

piggy bank with flag of Canada

Industry preps for the end of CDOR

Legal, operational issues may arise with loans as key benchmark is eliminated

Entrance to the U.S. Commodity Futures Trading Commission (CFTC) on their headquarters building in Washington; CFTC is an agency of the US government.

New crypto oversight legislation arrives as industry shakes

U.S. senate bill would give CFTC oversight of digital commodities

Robinhood Crypto fined $30M for AML failings

New York regulator says firm's compliance didn't keep pace with its growth

Financial stock exchange market display screen board on the street

FINRA plots bond transparency boost

The SRO proposed cutting the trade reporting deadline from 15 minutes to 60 seconds

cryptocurrencies

SEC alleges US$300 million crypto Ponzi scheme

Founders and U.S. promoters were charged after other regulators failed to shut down the scheme

SEC seeks expansion of SRO oversight

Proposal would narrow exemption from FINRA for prop trading firms

Entrance to The Federal Deposit Insurance Corporation (FDIC) in Washington DC. stock photo

U.S. Fed warns crypto firm on deposit insurance claims

Fed, FDIC order Voyager Digital to stop statements on deposit insurance

business man using magnifying glass to inspect documents

Voluntary climate disclosure falling short: FCA

Reviews find significant improvement in climate reporting, but also substantial shortcomings

Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

Regulators approve using MFDA discretionary fund to pay new SRO integration costs

Enforcement penalties will be used to help fund the new SRO

ASC issues almost $4-million penalty over investor fraud

A panel reluctantly ordered less than full disgorgement of the ill-gotten gains

SEC sued over proxy voting rule reversal

U.S. trade groups asked courts to restore rule changes favoured by public companies

SEC charges brokers for identity theft failings

Firms didn't have adequate programs for spotting red flags

Senior client DSC switch ends in sanctions

Rep fined after switching a nonagenarian's account into a DSC fund

The Fed - Washington DC - Policy and Politics

Fed unleashes another big rate hike in bid to curb inflation

The 75-basis-point increase brings the key rate to the highest level since 2018

business man using magnifying glass to inspect documents

IOSCO stands ready to review climate standards

Group sets criteria for approving ISSB standards for capital markets

client meeting

FCA seeks radical shift in consumer treatment

Tougher standards aim to improve competition and results for customers

Tribunal sanctions brothers for binary options scheme

Pair ordered to pay $3.3 million in fines, costs and disgorgement

RBC DS admits order-marking failures

Software updates caused various issues undermining market oversight

mining truck

Ontario court dismisses appeal over mining project disclosure

The court upheld the dismissal of an investor class action alleging disclosure failings

A side view of a curly fancy businessman in a formal suit using an outdoor cash dispenser to withdraw money from his account, with a copy space place on the left for your text or logo (A side view of a curly fancy businessman in a formal suit using an

Canadians receiving an average of $2,053 in tax refunds, CRA says

The agency has processed 29.1 million tax returns so far this year