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Man painting pollution green

Deutsche Bank, subsidiary raided over ‘greenwashing’ claims

A former manager claimed the asset management firm exaggerated the environmental credentials of certain funds

European regulators call for consistency in greenwashing fight

Guidance seeks more uniform approach to regulatory oversight

man reading tablet and writing on paper

Retail investor fund costs need oversight: ESMA

Sweeping compliance review finds issues with fund industry charging practices

cryptoassets regulation

U.K. preps for systemic stablecoins

HM Treasury proposes framework for handling a major crypto's collapse

Modern office building close up in sunlight

Six months before merger, IIROC issues bucket list priorities

The SRO detailed its policy priorities for the year

OSC reaches mixed verdict in complex insider trading case

Allegations involved trading ahead of a planned acquisition by Amaya Gaming

FCA aims to boost listings

Regulator launches new consultation on reforms to enhance public markets

A side view of a curly fancy businessman in a formal suit using an outdoor cash dispenser to withdraw money from his account, with a copy space place on the left for your text or logo (A side view of a curly fancy businessman in a formal suit using an

FCAC finds big banks make ‘inappropriate’ product recommendations

Mystery shopping exercise finds consumers felt good despite banks’ poor sales practices

gavel on a laptop

OSC panel dismisses fund rep’s insider trading allegation

Tribunal rejects circumstantial case, concluding trades are suspicious but not clearly offside

climate change

OSFI proposes climate risk guidance

The regulator plans to phase in mandatory TCFD disclosure requirements

Lightbulb drawn around tree image, indicating sustainable ideas

SEC proposes anti-greenwashing fund reforms

Proposals to enhance disclosure to fund investors out for 60-day comment period

ECB sees financial stability under growing threat

Economic, financial fallout from Russian invasion is driving increased risks

GameStop

Broker sanctioned over meme stock misdirection

Firm deceived investors about trading halt, SEC alleges

ESG results

Decoding ESG funds’ mysterious outperformance

Portfolio composition explains some but not all of ESG funds' advantages, ESMA finds

climate change

Early climate action the cheaper option for banks

Tough U.K. stress test finds financial costs rise as climate action is delayed

Green forest

SEC sanctions mutual fund greenwashing

Fund manager pays US$1.5 million to settle allegations involving ESG disclosure

U.K. regulators ponder post-pandemic reforms for money markets

The FCA is seeking changes to address liquidity concerns revealed in March 2020

NASAA targets deadbeat brokers

Model rule, if implemented by regulators, would add enforcement teeth to arb awards, sanctions

ESG sustainable growth

G7 gives thumbs up to ISSB disclosure standards plan

Pursuit of global climate standards needs industry, policymaker participation

Former rep fined, banned for misappropriated client money

MFDA alleged over $300,000 was taken through early GIC redemptions, withdrawals

Spotting the next Archegos before it blows up

ESMA review finds clues to growing risk, says work needed to improve oversight

Allianz Global pays US$6 billion to resolve fraud charges

Fund managers hid risk of complex trading strategy that blew up in March 2020

dollar sign

Regulators greenlight CDOR benchmark reform

Industry to scrap the Canadian dollar offered rate by mid-2024

Russian Ukraine conflict concept

As Russian invasion drags on, investor protection worries linger

European regulators set expectations for investment funds and issuers amid the conflict

Metal handcuffs placed over the word fraud

Private equity fund CEO gets jail for fraud

Scheme secured US$133 million in loans based on forged documents