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Intense winter storm brewing over ocean

Challenging times require greater transparency

IOSCO calls on issuers and auditors to stay on top of headwinds' effects

Shot of a stressed businesswoman sitting on the floor outside the boardroom

Slowdown will impact low-income earners most, Macklem says

BoC governor said increasing supply in the economy will help ease inflation

Ex-rep sanctioned for discretionary trading

Timing of bulk trades and poor record keeping results in disciplinary penalties

G20 stock photo

Cracks in the global financial system may be exposed

High debt, tighter conditions, geopolitical threats could reveal vulnerabilities, FSB warns

MX to bring back multi-price market orders

Bourse aims to reintroduce order type that hasn't been used since 2001

IIROC imposes curbs on OEO dealer

Regulator alleged U.K.-based firm violated prohibition on advice

CSA to consider market data reforms

Consultation paper considers a range of options

Hands adjusting risk

FSB seeks shadow banking reforms

Combating liquidity stress is a key focus

mining truck

IOSCO consults on carbon markets

Regulators release pair of discussion papers on oversight, standards for emissions trading

Fighting failures in government securities markets

Paper proposes a fee for settlement failures in the government bond and Treasury markets

Painting pollution green with a highlighter

IOSCO to industry: step up on green standards

Regulators call on trade groups and standards setters to fight greenwashing

cryptocurrencies

Crypto trading bot just a Ponzi scheme: SEC

The regulator said investors fell prey to the hype around digital assets

Manulife Asset Management sets eyes on European growth

Alongside inflation, FCA sees surge in scams

U.K. regulator reports record misleading ad interventions in Q3

Cannabis company, ex-CEO settle OSC allegations

Sanctions include market bans, costs, but no financial penalties

Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

OBSI undertakes governance reform consultation

Review considers doing away with dedicated directors, alternate input mechanisms

AMF secures injunction against fraudsman

Quebec regulator alleges man is using fake documents to dupe victims again

Failed leverage strategy ends in sanctions

MFDA panel fines, bans rep after finding numerous violations

Junior miner, execs sanctioned for disclosure lapses

Firm failed to disclose status of mining rights in Peru, OSC alleged

Coin pouring faucet stock photo

SEC proposes tougher liquidity rules for funds

Rules aim to make it easier for funds to meet redemptions amid market stress

senior colleague back to work with face mask greeting on each other in office morning stock photo

Reps’ retirement poses risks to clients

FINRA issues new guidance on brokerage business succession planning

Convicted fraudster accused of duping brokers

Ponzi schemer exploited brokers' instant credit policies, SEC alleges

Businessman Blowing Whistle Isolated on White Background

SEC tipster gets US$10 million reward

Resulting enforcement action led to investor recovery, the regulator said

Ottawa Ontario Canada Sunset

Amid growing criticism, Macklem says Bank of Canada’s independence not under threat

Forecasters are expecting higher interest rates to trigger a recession

Pile of cryptocurrency coins

Crypto platform banned, sanctioned

Poloniex platform sanctioned for unregistered trading with investors in Ontario

Ex-rep sanctioned after ignoring red flags

Settlement follows violations including overlooking suspicious trading activity