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Bank consolidation

RBC, TD remain Canada’s entrants on FSB list

Annual exercise sees one bank move down the list, and one go up

Judge's gavel with magnifying glass on black.

Trader sanctioned for improper disclosure

Hedge fund traded on information about firm's pending block trades

Fiera continues expansion strategy with acquisition of Charlemagne Capital

Barclays drops FCA appeal, takes £40 million fine

Regulator sought sanctions over disclosure of bank's actions during financial crisis

Mining resources

IOSCO seeks improved oversight of OTC markets

Review finds challenges monitoring OTC commodity derivatives

Judge's gavel with magnifying glass on black.

SEC reports record financial remedies

Enforcement case volumes decline in fiscal 2024, agency says

Judge looks at papers

Ex-fund rep banned for ‘obvious’ conflict of interest

Rep arranged a loan from one client to another to repay a "gang" debt

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ex-CDPQ employees caught in U.S. corruption case

Charges involve alleged bribes paid for government contracts in India

AI computer

Protecting client interests in the AI age

Here's how advisors can prevent AI hallucinations, privacy breaches

Businessman Blowing Whistle Isolated on White Background

Sweeps buoyed SEC enforcement: report

Brokers' texting, whistleblower protections among regulator's priorities

Wells Fargo claws back US$75 million from top execs in sales scandal

With Trump’s return, Gensler to leave SEC

Departure clears the way for Republicans to name new top regulator

Businessman concetrating while working on laptop

IOSCO tackles abusive hedging

Concerns about conflicts, insider trading, manipulation in pre-hedging trades

CSA set to hike SEDAR, NRD fees

Dramatic revenue increase needed to keep pace with systems costs: regulators

Tribunal rules crypto company’s takeover defence offside

Cease trading shareholder rights plan in the public interest, panel finds

Rule change

Basel III capital reforms get push from global regulators

Call to fully implement global rules follows recent delays, revisions

Compensation pay

Banks’ compensation models need work: FSB

March 2023 bank failures echoed lessons on incentives from financial crisis

Dividing groups

CIRO poised to take over dealer registration

OSC to delegate registration to CIRO, rest of CSA considering it too

Robber captured

U.S. bank examiner admits insider trading

Fed regulator made US$771,678 trading on inside information about banks

reddit icon

IOSCO embarks on retail investor protection roadmap

Regulators' initiative targets emerging digital risks, broker conflicts

Magnifying glass on documents

CSA to expand electronic access disclosure model

Regulators aim to address concerns about retail investor protection

climate change

EU climate stress test highlights funds’ exposure

Transition risks alone not severe, but macro shocks could amplify threat to financial system

AI computer

Can AI deliver better inflation forecasts?

Central bankers launch project to automate extensive price data

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

AI hedge fund manager duped investors, U.S. authorities allege

Fund's manager allegedly lied about its strategy, assets, performance

Gavel and texts

Court rules BCSC panel’s process was unfair

Target of insider trading case was prevented from airing abuse of process claims, court says

Dominos falling

Risks lurk as reform implementation lags: FSB

Policy work has made progress, but slow adoption leaves system vulnerable

digital euro

ESMA calls for T+1 in 2027

European regulator says transition will enhance market efficiency, resilience