Latest news in From the Regulators

Asset management rules up for debate in U.K.

FCA launches consultation on possible changes

Judge's gavel with magnifying glass on black.

SEC alleges spectacular stablecoin collapse was fraud

The Terra, LUNA crypto ecosystem was built on deception, regulators allege

Bitcoin

SEC demands the truth from crypto shills

Regulator sanctions Paul "The Truth" Pierce for touting tokens on Twitter

Liberal tax promise tracker, pre-budget update

Here's the status of tax promises and proposals that matter to your clients

Young female activist stock photo

ISSB finalizes global climate reporting standards

Final requirements to be released by end of Q2, take effect in 2024

Fund firms “negligent” in market-timing case: court

Companies breached duty of care to investors but not fiduciary duties, decision says

FSB calls for action on DeFi

Sector faces all the risks of traditional finance, amplified by its own inherent vulnerabilities

Ex-trader admits fraud in Ponzi loan scheme

Lenders scammed out of millions with fake assets, financial statements

cryptocurrencies

Stablecoins need real regulation to pay off: C.D. Howe

Report recommends leveraging existing framework to enable crypto to deliver benefits as a payment mechanism

MX seeks members for new advisory committee

New governance structure to be adopted in second quarter

Crypto in the crosshairs of SEC custody proposals

Rule changes would extend advisers' obligations to all client assets

U.S. trader of stolen stock picks gets jail time

The man, along with others, made millions front running recommendations from The Motley Fool

Stock trader in stress stock illustration

SEC opts for early move to T+1

Regulator rejects industry's call for Labour Day 2024 transition

parliament hill

Advocacy groups call on feds to fix banking ombud muddle

A pre-budget submission says government needs to follow through on its reform pledge

papers on a desk

Court upholds OSC appeal in collections case

Regulator given green light to challenge historic house transfer

A keyboard with a blue button - Robo Advisor

Operator of fake robo advisor admits fraud

Scheme promised high returns from automated crypto, forex trading

SEC shutters Kraken’s crypto staking service

Staking scheme required registration, regulators alleged

Red alert

Investors’ risks are high and rising, ESMA warns

Accumulating threats and weak liquidity may test systemic stability, U.K. regulators say

Stock market graph

CPP Investments earned 1.9% net return in Q3

The pension fund manager's return was negative for its first three quarters

man doing bicep curls

BCSC to get beefier enforcement powers

New tools aim to improve investigative authority, collections

Citigroup sanctioned in MX settlement

Firm failed to prevent unauthorized access to exchange's electronic trading system

NASAA defends public markets, investors

State regulators oppose proposals to expand private markets, erode investor protections

magnifying glass

SEC reveals compliance review priorities

Conduct standards, crypto and cybersecurity feature in exam plans for 2023

Pile of cryptocurrency coins

Crypto insider pleads guilty in tipping case

Ex-Coinbase employee admitted guilt in first crypto insider trading scheme

Fed’s Powell: Strong hiring could force further rate hikes

Post-pandemic economy has "confounded all sorts of attempts to predict what it will do"