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Modern urban skyscrapers in downtown Chicago from below to the blue summer sky. Sun reflecting in the glass facades of the urban futuristic buildings. Chicago, Illinois, USA

Bank of Canada holds key rate for first time in a year, leaves door open to hikes

The economy has generally moved in the right direction for the bank as it aims to slow activity

OSFI fires first salvo on climate risk

Regulator issues initial guidance targeting financial firms' climate risk management, governance

cryptocurrencies

SEC alleges fraud at crypto fund adviser

Regulator claims millions are missing after funds used in Ponzi-style payments

Digital bank fined by FINTRAC

WealthOne paid $676,500 penalty amid compliance lapses

Nickel market outage under investigation by FCA

Regulator confirms enforcement inquiry into extended LME closure

RBC faces another vacation pay class action

Bank's P&C advisors seek holiday pay on their variable compensation

foreign country with stock market data

FCA tackles competition in wholesale data market

New study to look at the competitiveness of markets for benchmarks, credit ratings

BCSC imposes sanctions on Ponzi promoters

U.S.-based scheme cost B.C. investors $1.5 million and inflicted other damage, panel said

OSFI seeks sound tones from the top

Regulator proposes principles-based guidance on firms' culture

Banned rep allowed to keep inheritance

Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ex-rep faces $2.5-million fine, ban for misappropriation

SRO panel delayed its decision pending proof of repayment that never came

Pile of cryptocurrency coins

FTX exec pleads guilty to fraud charges

U.S. regulators charged the crypto firm's top engineer

gavel on a laptop

CFTC taps former prosecutor as new top cop

Former federal prosecutor to lead regulator's enforcement division

Conflicted graph

SEC commissioners criticize enforcement rationale

Regulators objected to applying "best execution" duties to fund selection

Metal handcuffs placed over the word fraud

Fraud losses soar to new record in 2022

Investment scams, notably crypto frauds, drove higher losses

United States flag with Bitcoin cryptocurrency

Crypto firms a flighty source of bank funding: U.S. regulators

Banking regulators warned about added liquidity risks from crypto clients

DeFi platform actually a “smart” Ponzi scheme: DoJ

Smart contracts coded to auto-cheat investors, U.S. authorities allege

OSC sanctions former investment banker for insider trading

Man settled allegations of trading ahead of miner's acquisition

Bridging founders have no case for ‘abuse of process’ by OSC staff, panel finds

Tribunal rejects motions from David and Natasha Sharpe for disclosure of documents in a forthcoming hearing

Crypto whales dine on retail krill

Research finds large crypto investors sold ahead of large price drops

SPAC slapped by SEC

Regulator says shells face same compliance obligations as other public companies

cryptocurrencies

CSA beefs up demands on crypto firms

Regulators stiffen investor protection expectations in the wake of high-profile crypto failures

Louis Morisset speaks to the Canadian Club in February

AMF head warns of need for better financial literacy

Outgoing president and CEO Louis Morisset says youth and self-directed investors are particularly vulnerable in an age of misinformation

cryptocurrencies

Crypto, climate, commodity markets top FSB agenda

Global policy group details priorities ahead of G20 meeting later this week

Appeal court rejects charter challenge in BCSC investigation

Prospective witness failed to prove real risk of U.S. criminal prosecution