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New circuit breakers for CDRs

Growth in Canadian depositary receipts prompts SRO to expand guidance on trading halts

Crypto exchange moved US$700 million for darknet: DoJ

U.S., European authorities take down Bitzlato platform

Court sides with firm in dispute over advisor-managed funds

Rep sought to bring funds she managed for clients to new business

Rate hikes have begun to quell U.S. inflation: Fed’s Mester

Mester's comments are notable because she is among the more consistently hawkish members

On the Table Laptop Showing Statistics: Team of Politicians, Corporate Business Leaders and Lawyers Sitting at the Negotiations Table in the Conference Room, Trying to Come to an Agreement. stock photo

New SRO launches investor advisory panel

Dorothy Sanford, former head of MFDA IPC, heads new investor group

Morisset to leave AMF in July

Quebec's top regulator will leave the agency after 17 years, including 10 at the helm

Retail investor costs are falling but still weighing on results: ESMA

Despite the downward trend, European regulators stressed that costs remain an important consideration

magnifying glass

European securities regulators target marketing practices

Review to scrutinize communications, social media, finfluencers and greenwashing

Pile of cryptocurrency coins

U.S. court orders restitution for crypto Ponzi victims

Victims of global BitConnect scheme to recover US$17 million

gavel on a laptop

SEC steps up crypto crackdown

Crypto lending program amounted to an unregistered offering, regulator alleges

BCSC settles insider trading allegations

Firm, director banned for three years, agree to pay $200,000

Businessman Blowing Whistle Isolated on White Background

SEC rewards one tipster, denies another

Earlier tip didn't prompt investigation or enforcement action, regulator rules

Tribunal sanctions trio in “moderately serious” fraud

Misconduct occurred as part of a legitimate business, not a scam, panel found

Canadian 100 Dollar banknotes being printed

BoC to lose billions over next few years, posing communications challenge: report

Settlement balances helped finance pandemic quantitative easing

OSFI escalates fight against mortgage lending risk

Consultation considers array of tools to address rising debt service risks

man being rescued by lifeboat

FCA seeks to extend Covid-era consumer protections

New guidance encourages insurance industry to accommodate financially stressed clients

Financial stock exchange market display screen board on the street

Morgan Stanley sanctioned over MX algorithm access

Firm settled allegations that unapproved employees had access via trading algorithm

Crypto insider trading generates jail time

Man sentenced for trading ahead of listings on platform

FINRA flags rising risk of scams targeting seniors

Compliance exam report documents SRO's emerging and ongoing concerns

Powell: Fed has only narrow role to play on climate change

``We are not, and will not be, a 'climate policymaker,''' the Fed chair said at a conference

Bitcoin

Nova Scotians warned about “pig-butchering” crypto scam that has cost victims $750K

Regulators in North America believe more than $1 billion has been lost to crypto scammers since 2021

Pile of cryptocurrency coins

U.S. regulators’ crypto warning to weigh on sector: Moody’s

Government-led digital money projects are more likely, report says

Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizing profits for large business organizations. (Taxpayer's desk and excise documents to import and export industrial goods for the purpose of maximizin

SEC charges ex-McDonald’s CEO over firing disclosure

Regulator alleged investors weren't told the truth about CEO's dismissal

gavel on a laptop

NY AG sues former Celsius CEO

Crypto exec defrauded investors of billions, lawsuit alleges

SEC sanctions former fund manager over conflict

Ex-BlackRock portfolio manager sought help for daughter's acting career while investing in film industry