Latest news in From the Regulators

Crypto in the crosshairs of SEC custody proposals

Rule changes would extend advisers' obligations to all client assets

U.S. trader of stolen stock picks gets jail time

The man, along with others, made millions front running recommendations from The Motley Fool

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SEC opts for early move to T+1

Regulator rejects industry's call for Labour Day 2024 transition

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Advocacy groups call on feds to fix banking ombud muddle

A pre-budget submission says government needs to follow through on its reform pledge

papers on a desk

Court upholds OSC appeal in collections case

Regulator given green light to challenge historic house transfer

A keyboard with a blue button - Robo Advisor

Operator of fake robo advisor admits fraud

Scheme promised high returns from automated crypto, forex trading

SEC shutters Kraken’s crypto staking service

Staking scheme required registration, regulators alleged

Red alert

Investors’ risks are high and rising, ESMA warns

Accumulating threats and weak liquidity may test systemic stability, U.K. regulators say

Stock market graph

CPP Investments earned 1.9% net return in Q3

The pension fund manager's return was negative for its first three quarters

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BCSC to get beefier enforcement powers

New tools aim to improve investigative authority, collections

Citigroup sanctioned in MX settlement

Firm failed to prevent unauthorized access to exchange's electronic trading system

NASAA defends public markets, investors

State regulators oppose proposals to expand private markets, erode investor protections

magnifying glass

SEC reveals compliance review priorities

Conduct standards, crypto and cybersecurity feature in exam plans for 2023

Pile of cryptocurrency coins

Crypto insider pleads guilty in tipping case

Ex-Coinbase employee admitted guilt in first crypto insider trading scheme

Fed’s Powell: Strong hiring could force further rate hikes

Post-pandemic economy has "confounded all sorts of attempts to predict what it will do"

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Slowing growth a “good thing” when economy is overheated: Macklem

The BoC will be ready to raise rates further if inflation proves to be more stubborn than expected

DeFi facing new regulatory reality: Moody’s

Regulators' actions show that code is not above the law

Pile of cryptocurrency coins

U.K. regulator warns crypto firms ahead of new regime

Firms touting crypto investments in the U.K. will have to comply with new rules

OSC allowed to use evidence collected in criminal case, panel finds

A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC

Canadian 100 Dollar banknotes being printed

BoC’s first summary of deliberations coming this week. Here’s what to expect

Wednesday's summary is expected to shed light on the governing council's most recent rate decision

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Feds’ new underused housing tax won’t just affect foreign owners

Clients may not know they’re obligated to file, and there is no cap on penalties for late filing if taxes are owed

MX to raise regulatory fees

Rate increases are needed to match expanding responsibilities

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New SRO proposes payback for harmed investors

The proposal would allow for disgorged funds to be paid out to victims of industry misconduct

Fed lifts rate by quarter-point and signals more hikes ahead

``It would be very premature to declare victory," Powell says

cryptocurrencies

Crypto class actions a new frontier for litigation

U.S. securities class action filings down in 2022, but crypto cases up, report says