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A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ex-rep faces $2.5-million fine, ban for misappropriation

SRO panel delayed its decision pending proof of repayment that never came

Pile of cryptocurrency coins

FTX exec pleads guilty to fraud charges

U.S. regulators charged the crypto firm's top engineer

gavel on a laptop

CFTC taps former prosecutor as new top cop

Former federal prosecutor to lead regulator's enforcement division

Conflicted graph

SEC commissioners criticize enforcement rationale

Regulators objected to applying "best execution" duties to fund selection

Metal handcuffs placed over the word fraud

Fraud losses soar to new record in 2022

Investment scams, notably crypto frauds, drove higher losses

United States flag with Bitcoin cryptocurrency

Crypto firms a flighty source of bank funding: U.S. regulators

Banking regulators warned about added liquidity risks from crypto clients

DeFi platform actually a “smart” Ponzi scheme: DoJ

Smart contracts coded to auto-cheat investors, U.S. authorities allege

OSC sanctions former investment banker for insider trading

Man settled allegations of trading ahead of miner's acquisition

Bridging founders have no case for ‘abuse of process’ by OSC staff, panel finds

Tribunal rejects motions from David and Natasha Sharpe for disclosure of documents in a forthcoming hearing

Crypto whales dine on retail krill

Research finds large crypto investors sold ahead of large price drops

SPAC slapped by SEC

Regulator says shells face same compliance obligations as other public companies

cryptocurrencies

CSA beefs up demands on crypto firms

Regulators stiffen investor protection expectations in the wake of high-profile crypto failures

Louis Morisset speaks to the Canadian Club in February

AMF head warns of need for better financial literacy

Outgoing president and CEO Louis Morisset says youth and self-directed investors are particularly vulnerable in an age of misinformation

cryptocurrencies

Crypto, climate, commodity markets top FSB agenda

Global policy group details priorities ahead of G20 meeting later this week

Appeal court rejects charter challenge in BCSC investigation

Prospective witness failed to prove real risk of U.S. criminal prosecution

Asset management rules up for debate in U.K.

FCA launches consultation on possible changes

Judge's gavel with magnifying glass on black.

SEC alleges spectacular stablecoin collapse was fraud

The Terra, LUNA crypto ecosystem was built on deception, regulators allege

Bitcoin

SEC demands the truth from crypto shills

Regulator sanctions Paul "The Truth" Pierce for touting tokens on Twitter

Liberal tax promise tracker, pre-budget update

Here's the status of tax promises and proposals that matter to your clients

Young female activist stock photo

ISSB finalizes global climate reporting standards

Final requirements to be released by end of Q2, take effect in 2024

Fund firms “negligent” in market-timing case: court

Companies breached duty of care to investors but not fiduciary duties, decision says

FSB calls for action on DeFi

Sector faces all the risks of traditional finance, amplified by its own inherent vulnerabilities

Ex-trader admits fraud in Ponzi loan scheme

Lenders scammed out of millions with fake assets, financial statements

cryptocurrencies

Stablecoins need real regulation to pay off: C.D. Howe

Report recommends leveraging existing framework to enable crypto to deliver benefits as a payment mechanism

MX seeks members for new advisory committee

New governance structure to be adopted in second quarter