Home News From the Regulators Page 4

Latest news in From the Regulators

Advisor title regulation in effect for New Brunswick article image advisor and client meeting

Advisor title regulation in effect for New Brunswick

Advisor’s notes inadmissible, court finds article image Canadian laws

Advisor’s notes inadmissible, court finds

Big Six banks face a rocky 2026: DBRS article image Banks on money pile

Big Six banks face a rocky 2026: DBRS

Suspect in Desjardins data leak involving 9.7 million members arrested in Spain article image Hacker alternate text for this image

Suspect in Desjardins data leak involving 9.7 million members arrested in Spain

U.S. broker pays restitution to short-changed clients article image penalty card

U.S. broker pays restitution to short-changed clients

Court green lights shareholder class action article image Court decision, Justice

Court green lights shareholder class action

Class action over Teachers’ FTX loss dropped article image Court settlement

Class action over Teachers’ FTX loss dropped

Regulators eye market makers’ role in ETF trading article image liquid dollar sign

Regulators eye market makers’ role in ETF trading

  • By: Yan Barcelo
  • December 30, 2025 December 29, 2025
  • 01:08
SEC charges seven groups in alleged crypto confidence scam article image Stealing money

SEC charges seven groups in alleged crypto confidence scam

Dramatic increase in Fintrac fines coming, but their effectiveness is less clear article image Rules and regulations

Dramatic increase in Fintrac fines coming, but their effectiveness is less clear

SEC sanctions Canadian over pump-and-dumps article image Fraud allure

SEC sanctions Canadian over pump-and-dumps

Executive banned in failed real estate scheme article image Forlorn businessman

Executive banned in failed real estate scheme

SEC sanctions key figures in FTX scandal article image Crypto money

SEC sanctions key figures in FTX scandal

ASC extends safe harbour regime to climate-related disclosures article image Magnifying glass

ASC extends safe harbour regime to climate-related disclosures

AMF announces 2026 fee hikes article image saving money

AMF announces 2026 fee hikes

Crypto platform sanctioned by FINTRAC article image Judgment fine

Crypto platform sanctioned by FINTRAC

Federal banking regulator holds domestic stability buffer at 3.5% article image Interest rate uncertain

Federal banking regulator holds domestic stability buffer at 3.5%

MX proposes changes to enforcement article image Old and new sign

MX proposes changes to enforcement

SEC alleges bitcoin miner duped investors article image Robber captured

SEC alleges bitcoin miner duped investors

CIRO wants to tear down the barriers to online advice article image online investing

CIRO wants to tear down the barriers to online advice

Fund industry responds to anti-greenwashing efforts article image Greenwashing and isolated green warning sign against white background stock illustration

Fund industry responds to anti-greenwashing efforts

LIBOR scandal, what LIBOR scandal? article image Rules and regulations

LIBOR scandal, what LIBOR scandal?

Shadow banks outrunning banks’ growth: FSB article image arrows

Shadow banks outrunning banks’ growth: FSB

FCA consults on crypto rules article image cryptocurrencies

FCA consults on crypto rules

Private equity exec charged with fraud article image Court decision, Justice

Private equity exec charged with fraud