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Crumbling bank

OSFI aims to beef up security, integrity standards

Federal regulator proposes new guidance to meet its expanded mandate

Dispute at desk

With complaints soaring, OBSI fees set to climb

Banks to bear the brunt of fee increase, as case volumes jump

Magnifying glass

SEC to shine a light on short selling

Regulator adopts new rules to boost transparency around short activity, securities lending

thumbs down

Regulators report rise in crypto complaints

JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements

CFTC charges former crypto CEO

Voyager Digital's former chief charged for allegedly deceiving investors

Ex-Barclays CEO banned over Epstein disclosures

FCA fined, banned Jes Staley for misleading the regulator over relationship with disgraced financier

climate change

Climate-related disclosures need work, report suggests

Task force details progress and areas of improvement

U.S. Canada flag

U.S. investors can stay in Canadian Cronos Group class action

Ontario court allows U.S. shareholders to pursue both cases

tightrope

Financial stability risks loom, FSB warns G20

Tight financial conditions, high economic uncertainty remain key vulnerabilities

Sneaky thieves

Report warns of crypto sector’s inherent investor protection threats

ESMA says novel abuses need to be addressed for DeFi sector to grow

Toronto city council debates vacant home tax hike amid budget and housing crunch

Mayor Olivia Chow says raising the tax from 1% to 3% will encourage the transformation of vacant homes into rental units

Federal Reserve

Federal Reserve minutes: Officials signal cautious approach to rates amid heightened uncertainty

The Fed may be able to avoid a rate hike at its next two-day meeting

announcement

SEC accelerates investor reporting

Deadlines for large investors to report portfolio changes cut under rule changes

Silicon Valley Bank headquarters and branch stock photo

Bank failures prompt possible reforms

FSB to examine whether anti-bailout measures need to be expanded

AI technology

OSC grapples with promise, risks of AI

Advisory and customer service functions are among the most advanced AI uses, a report says

Silicon Valley Bank storefront

Regulators learn from latest banking sector turmoil

Report highlights risk management failures, supervisory shortcomings

CIRO to step up fund dealer oversight in Quebec

AMF, provincial government approve delegation of powers to SRO

diversity

Progress for women in top roles plods along

The proportion of women CEOs in the CSA's sample remains 5%, as in the past three annual reports

  • By: IE Staff
  • October 6, 2023 October 6, 2023
  • 11:42
rules and regulations

CSA issues new guidance for stablecoins

Regulators set interim rules for fiat-backed cryptoassets

Advisor tracking stocks

Europe sets sights on T+1, or even T+0

ESMA launches consultation on reducing settlement cycle

Bitcoin cyptocurrency

MX to launch Bitcoin futures

New cash-settled index futures to arrive in January

CSA to combine disclosure, delivery reforms

Regulators to marry changes to disclosure rules with electronic access

Crypto money

OSC alleges crypto custody failure

Regulator says the CoinField platform didn't have adequate assets to satisfy withdrawal requests

Fraudster imprisoned

Ponzi perpetrators get permanent trading ban

Convicted fraudsters banned by Ontario tribunal

ESG letters

Funds using more generic ESG lingo

European regulators flag growing greenwashing risk