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Old and new sign

CIRO proposes new fee model

Fees to rise for most firms as minimums go up, certain dealers pay higher share

A global network of investment points

FSB adopts standards for counterparty failures

Global policy group calls for toolbox approach to CCP resolution

chart showing downward movement

Fund costs fell after CRM2

CSA research details the evolution of fund costs in the face of transparency reforms

Pro bono advice

Advisors face new U.S. fiduciary requirements

Labor Department finalizes fiduciary rule for retirement advice

Tribunal asked to pause OSC’s Bridging case

Lawyers for firm's founder seek adjournment amid unpaid legal bills

Green globe in forest

Nature, workforce risks next on ISSB’s agenda

Standards setter defines its policy direction beyond climate disclosures

environment

FCA escalates greenwashing fight

Regulator seeks to extend regime to portfolio managers

Court certifies crypto class action against Binance

Suit alleges that retail investor trades violated securities law

Crypto manipulator convicted

Trader defrauded platform of over US$110 million in novel market manipulation

Bitcoin cyptocurrency

OSC hikes fees for crypto firms

Regulator adopts new charges to cover added costs on overseeing crypto sector

Gavel and Money - Canada stock photo

CIRO seeks stiffer enforcement sanctions

SRO proposes doubling maximum fines, toughening suspensions

Trader at computer screen

CSA sets path to market data reforms

Regulators to boost fee transparency, explore enhanced retail access

Entrance to Financial Services Regulatory Authority of Ontario

FSRA disciplinary disclosure faces legal challenge

Ontario court allows bid for judicial review of enforcement practices

Former fund rep fined, banned for fraud

Retirees duped by fake investment for almost a decade, SRO finds

Building graph

Improving how shadow banks cope with stress

FSB proposes series of recommendations for addressing liquidity issues

CSA extends crypto firms’ stablecoin deadline

Crypto platforms get until Oct. 31 to meet CSA's interim rules

Picking a dollar

Real estate Ponzi schemer sanctioned by BCSC

Fraudster raised $1.2 million from investors in illegal distribution

Crypto exchange hacker gets jail time

U.S. judge sanctions first smart contract hacker

online investing

Retail investor issues get top billing on IOSCO agenda

Broker conflicts, finfluencers, gamification among regulators' priorities

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Ontario court certifies fourth NSF fee class action

Case alleges Scotiabank charged duplicate fees on failed debits

Silhouette of man at sunset

CIRO sketches three-year strategic vision

Expanding access to advice, standardizing KYC data collection on SRO's agenda

Fund rep’s side hustle results in ban, fine

Clients lost more than $1.5 million on rep's failed fintech venture

PCAOB sanctions KPMG, Deloitte affiliates for exam cheating

Audit regulator hits KPMG's Dutch division with record US$25-million fine

Trader screen

FCA to revive research bundling

Regulator aims to ease asset managers' access to investment research

Investors share modest recovery following former rep’s unregistered trading

BCSC returns nearly $40,000 to investors who lost much more