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Frozen funds

FCA reaches deal for investors in frozen funds

Fund manager, H2O, agrees to provide €250 million to unitholders

Secret loan guarantee the basis of claim against Bridging fund: PwC

Receiver rejected company's $213-million claim against flagship fund

Pile of cryptocurrency coins

CSA orders crypto firms to start joining CIRO

Regulators call time on interim approach to onboarding crypto firms

British currency

FCA extends orphan asset regime to investments

Move could raise £880 million for social causes, U.K. regulator says

Fraud

U.S. private equity advisor convicted of fraud

Funds used investor capital to pay distributions

Picking a dollar

Repeat fraudster gets 12 months: ASC

Charges followed JSOT investigation into investment scheme

Trailer fee class action certified

RBC the latest large fund manager to face fund fee suit

new rules

CSA seeks venture rule revisions

Changes accommodate new CSE senior listings

BCSC calls on Parliament to fix enforcement gap

New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy

Judge looks at papers

U.S. securities class action filings rise

Crypto claims decline, AI-related cases on the rise

FINTRAC sanctions Montreal wealth manager

Compliance review found violations of anti-money laundering rules

Federal Reserve building

The Fed sees cooler inflation, slower job market

If inflation continues to go down, a rate cut could be on the table in September: Powell

Judge looks at papers

Supreme Court curbs regulators’ enforcement power

Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

SEC charges crypto platform founder

Platform claimed to be decentralized, authorities allege

Green globe in forest

Standards setters align biodiversity disclosures

GRI, TFND issue joint guidance, map to facilitate sustainability reporting

CIRO to drop Gravitas

Firm winding down after running into capital trouble

rules and regulations

Regulators need more rigour: C.D. Howe

Paper argues for more systematic cost/benefit, post-implementation analysis

100-dollar-bill

The Fed is edging closer to cutting rates. But how fast?

Rate cuts typically lower borrowing costs for mortgages, auto loans and credit cards

buying insurance on a cell phone

Ontario proposes new MGA regulation

New regime aims to enhance consumer protection, set industry standards

Regulation

OSC’s compliance work escalates

Risky firms, crypto platforms add to compliance division's workload

Crossed fingers

Activist short seller charged with securities fraud

SEC, DoJ allege Citron Research, and its founder, misled investors

right or wrong choice

Fewer prospectuses key to FCA reform proposals

Proposals seek to ease capital raising, bring back research bundling

FCA undertakes its first enforcement action against a crypto enabler

U.K. regulator fined Coinbase company £3.5 million for compliance violations

CSA aims to ease derivatives reporting burden

Revisions seek to better align with global standards

hands holding planet

ESMA’s long-term vision for sustainable investment

Paper seeks improvements to enable economic transition