Byren Innes
Newlink’s Innes: MGA licensing, regulations on the way
- By: Byren Innes
- February 10, 2011 December 15, 2017
- 20:30
U.K. regulator aims to improve access to research, market transparency
The move is expected to reduce delays, simplify the banking complaints system
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
Elizabeth Warren says executives and the bank itself were able to escape the full scope of penalties that Congress could have levied
If proposals pass, CRA can impose harsh new penalties and compel taxpayer testimony under oath
Majority underweighted energy and materials, overweighted consumer stocks over 17-year study
All fund categories reported strong inflows, except for cryptoasset ETFs